Securities

3 articles

Coinbase Sued by SEC in Sweeping Enforcement Action

The SEC filed charges against Coinbase on June 6, 2023, alleging operation of an unregistered securities exchange and broker.

6 Jun 2023·MiningPool Staff

Markets

Kraken Settles with SEC for $30 Million Over Staking Program

Kraken agreed on February 9, 2023, to pay $30 million and cease its US staking-as-a-service program after the SEC alleged it constituted an unregistered securities offering.

9 Feb 2023·MiningPool Staff

Policy

SEC Issues Investigative Report on DAO Tokens as Securities

The US Securities and Exchange Commission has released an investigative report concluding that tokens offered by The DAO constitute securities under federal law, establishing important regulatory precedent for initial coin offerings.

25 Jul 2017·Oliver Woodford